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Tropospheric and stratospheric wildfire smoke profiling with lidar: mass, surface area, CCN, and INP retrieval

2021, Ansmann, Albert, Ohneiser, Kevin, Mamouri, Rodanthi-Elisavet, Knopf, Daniel A., Veselovskii, Igor, Baars, Holger, Engelmann, Ronny, Foth, Andreas, Jimenez, Cristofer, Seifert, Patric, Barja, Boris

We present retrievals of tropospheric and stratospheric height profiles of particle mass, volume, surface area, and number concentrations in the case of wildfire smoke layers as well as estimates of smoke-related cloud condensation nuclei (CCN) and ice-nucleating particle (INP) concentrations from backscatter lidar measurements on the ground and in space. Conversion factors used to convert the optical measurements into microphysical properties play a central role in the data analysis, in addition to estimates of the smoke extinction-to-backscatter ratios required to obtain smoke extinction coefficients. The set of needed conversion parameters for wildfire smoke is derived from AERONET observations of major smoke events, e.g., in western Canada in August 2017, California in September 2020, and southeastern Australia in January-February 2020 as well as from AERONET long-term observations of smoke in the Amazon region, southern Africa, and Southeast Asia. The new smoke analysis scheme is applied to CALIPSO observations of tropospheric smoke plumes over the United States in September 2020 and to ground-based lidar observation in Punta Arenas, in southern Chile, in aged Australian smoke layers in the stratosphere in January 2020. These case studies show the potential of spaceborne and ground-based lidars to document large-scale and long-lasting wildfire smoke events in detail and thus to provide valuable information for climate, cloud, and air chemistry modeling efforts performed to investigate the role of wildfire smoke in the atmospheric system. © 2021 Albert Ansmann et al.

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Intercomparison of middle-atmospheric wind in observations and models

2018-4-6, Rüfenacht, Rolf, Baumgarten, Gerd, Hildebrand, Jens, Schranz, Franziska, Matthias, Vivien, Stober, Gunter, Lübken, Franz-Josef, Kämpfer, Niklaus

Wind profile information throughout the entire upper stratosphere and lower mesosphere (USLM) is important for the understanding of atmospheric dynamics but became available only recently, thanks to developments in remote sensing techniques and modelling approaches. However, as wind measurements from these altitudes are rare, such products have generally not yet been validated with (other) observations. This paper presents the first long-term intercomparison of wind observations in the USLM by co-located microwave radiometer and lidar instruments at Andenes, Norway (69.3∘ N, 16.0∘ E). Good correspondence has been found at all altitudes for both horizontal wind components for nighttime as well as daylight conditions. Biases are mostly within the random errors and do not exceed 5–10 m s−1, which is less than 10 % of the typically encountered wind speeds. Moreover, comparisons of the observations with the major reanalyses and models covering this altitude range are shown, in particular with the recently released ERA5, ECMWF's first reanalysis to cover the whole USLM region. The agreement between models and observations is very good in general, but temporally limited occurrences of pronounced discrepancies (up to 40 m s−1) exist. In the article's Appendix the possibility of obtaining nighttime wind information about the mesopause region by means of microwave radiometry is investigated.

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Observations of Reduced Turbulence and Wave Activity in the Arctic Middle Atmosphere Following the January 2015 Sudden Stratospheric Warming

2018-12-11, Triplett, Colin C., Li, Jintai, Collins, Richard L., Lehmacher, Gerald A., Barjatya, Aroh, Fritts, David C., Strelnikov, Boris, Lübken, Franz‐Josef, Thurairajah, Brentha, Harvey, V. Lynn, Hampton, Donald L., Varney, Roger H.

Measurements of turbulence and waves were made as part of the Mesosphere-Lower Thermosphere Turbulence Experiment (MTeX) on the night of 25–26 January 2015 at Poker Flat Research Range, Chatanika, Alaska (65°N, 147°W). Rocket-borne ionization gauge measurements revealed turbulence in the 70- to 88-km altitude region with energy dissipation rates between 0.1 and 24 mW/kg with an average value of 2.6 mW/kg. The eddy diffusion coefficient varied between 0.3 and 134 m2/s with an average value of 10 m2/s. Turbulence was detected around mesospheric inversion layers (MILs) in both the topside and bottomside of the MILs. These low levels of turbulence were measured after a minor sudden stratospheric warming when the circulation continued to be disturbed by planetary waves and winds remained weak in the stratosphere and mesosphere. Ground-based lidar measurements characterized the ensemble of inertia-gravity waves and monochromatic gravity waves. The ensemble of inertia-gravity waves had a specific potential energy of 0.8 J/kg over the 40- to 50-km altitude region, one of the lowest values recorded at Chatanika. The turbulence measurements coincided with the overturning of a 2.5-hr monochromatic gravity wave in a depth of 3 km at 85 km. The energy dissipation rates were estimated to be 3 mW/kg for the ensemble of waves and 18 mW/kg for the monochromatic wave. The MTeX observations reveal low levels of turbulence associated with low levels of gravity wave activity. In the light of other Arctic observations and model studies, these observations suggest that there may be reduced turbulence during disturbed winters.

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Californian Wildfire Smoke Over Europe: A First Example of the Aerosol Observing Capabilities of Aeolus Compared to Ground‐Based Lidar

2021, Baars, Holger, Radenz, Martin, Floutsi, Athena Augusta, Engelmann, Ronny, Althausen, Dietrich, Heese, Birgit, Ansmann, Albert, Flament, Thomas, Dabas, Alain, Trapon, Dimitri, Reitebuch, Oliver, Bley, Sebastian, Wandinger, Ulla

In September 2020, extremely strong wildfires in the western United States of America (i.e., mainly in California) produced large amounts of smoke, which was lifted into the free troposphere. These biomass-burning-aerosol (BBA) layers were transported from the US west coast toward central Europe within 3–4 days turning the sky milky and receiving high media attention. The present study characterizes this pronounced smoke plume above Leipzig, Germany, using a ground-based multiwavelength-Raman-polarization lidar and the aerosol/cloud product of ESA’s wind lidar mission Aeolus. An exceptional high smoke-AOT >0.4 was measured, yielding to a mean mass concentration of 8 μg m−3. The 355 nm lidar ratio was moderate at around 40–50 sr. The Aeolus-derived backscatter, extinction and lidar ratio profiles agree well with the observations of the ground-based lidar PollyXT considering the fact that Aeolus’ aerosol and cloud products are still preliminary and subject to ongoing algorithm improvements.

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Experimental assessment of a micro-pulse lidar system in comparison with reference lidar measurements for aerosol optical properties retrieval

2021, Córdoba-Jabonero, Carmen, Ansmann, Albert, Jiménez, Cristofer, Baars, Holger, López-Cayuela, María-Ángeles, Engelmann, Ronny

Simultaneous observations of a polarized micro-pulse lidar (P-MPL) system and two reference European Aerosol Research Lidar Network lidars running at the Leipzig site Germany, 51.4g gN, 12.4g gE; 125gmga.s.l.) were performed during a comprehensive 2-month field intercomparison campaign in summer 2019. An experimental assessment regarding both the overlap (OVP) correction of the P-MPL signal profiles and the volume linear depolarization ratio (VLDR) analysis, together with its impact on the retrieval of the aerosol optical properties, is achieved; the experimental procedure used is also described. The optimal lidar-specific OVP function is experimentally determined, highlighting that the one delivered by the P-MPL manufacturer cannot be used long. Among the OVP functions examined, the averaged function between those obtained from the comparison of the P-MPL observations with those of the other two reference lidars seems to be the best proxy at both near- and far-field ranges. In addition, the impact of the OVP function on the accuracy of the retrieved profiles of the total particle backscatter coefficient (PBC) and the particle linear depolarization ratio (PLDR) is examined. The VLDR profile is obtained and compared with that derived from the reference lidar, showing that it needs to be corrected by a small offset value with good accuracy. Once P-MPL measurements are optimally (OVP, VLDR) corrected, both the PBC and PLDR profiles can be accurately derived and are in good agreement with reference aerosol retrievals. Overall, as a systematic requirement for lidar systems, an adequate OVP function determination and VLDR testing analysis needs to be performed on a regular basis to correct the P-MPL measurements in order to derive suitable aerosol products. A dust event observed in Leipzig in June 2019 is used for illustration.

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Measurement report: Balloon-borne in situ profiling of Saharan dust over Cyprus with the UCASS optical particle counter

2021, Kezoudi, Maria, Tesche, Matthias, Smith, Helen, Tsekeri, Alexandra, Baars, Holger, Dollner, Maximilian, Estellés, Víctor, Bühl, Johannes, Weinzierl, Bernadett, Ulanowski, Zbigniew, Müller, Detlef, Amiridis, Vassilis

This paper presents measurements of mineral dust concentration in the diameter range from 0.4 to 14.0 µm with a novel balloon-borne optical particle counter, the Universal Cloud and Aerosol Sounding System (UCASS). The balloon launches were coordinated with ground-based active and passive remote-sensing observations and airborne in situ measurements with a research aircraft during a Saharan dust outbreak over Cyprus from 20 to 23 April 2017. The aerosol optical depth at 500 nm reached values up to 0.5 during that event over Cyprus, and particle number concentrations were as high as 50 cm−3 for the diameter range between 0.8 and 13.9 µm. Comparisons of the total particle number concentration and the particle size distribution from two cases of balloon-borne measurements with aircraft observations show reasonable agreement in magnitude and shape despite slight mismatches in time and space. While column-integrated size distributions from balloon-borne measurements and ground-based remote sensing show similar coarse-mode peak concentrations and diameters, they illustrate the ambiguity related to the missing vertical information in passive sun photometer observations. Extinction coefficient inferred from the balloon-borne measurements agrees with those derived from coinciding Raman lidar observations at height levels with particle number concentrations smaller than 10 cm−3 for the diameter range from 0.8 to 13.9 µm. An overestimation of the UCASS-derived extinction coefficient of a factor of 2 compared to the lidar measurement was found for layers with particle number concentrations that exceed 25 cm−3, i.e. in the centre of the dust plume where particle concentrations were highest. This is likely the result of a variation in the refractive index and the shape and size dependency of the extinction efficiency of dust particles along the UCASS measurements. In the future, profile measurements of the particle number concentration and particle size distribution with the UCASS could provide a valuable addition to the measurement capabilities generally used in field experiments that are focussed on the observation of coarse aerosols and clouds.

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Modeling of Individual Fruit-Bearing Capacity of Trees Is Aimed at Optimizing Fruit Quality of Malus x domestica Borkh. 'Gala'

2021, Penzel, Martin, Herppich, Werner B., Weltzien, Cornelia, Tsoulias, Nikos, Zude-Sasse, Manuela

The capacity of apple trees to produce fruit of a desired diameter, i.e., fruit-bearing capacity (FBC), was investigated by considering the inter-tree variability of leaf area (LA). The LA of 996 trees in a commercial apple orchard was measured by using a terrestrial two-dimensional (2D) light detection and ranging (LiDAR) laser scanner for two consecutive years. The FBC of the trees was simulated in a carbon balance model by utilizing the LiDAR-scanned total LA of the trees, seasonal records of fruit and leaf gas exchanges, fruit growth rates, and weather data. The FBC was compared to the actual fruit size measured in a sorting line on each individual tree. The variance of FBC was similar in both years, whereas each individual tree showed different FBC in both seasons as indicated in the spatially resolved data of FBC. Considering a target mean fruit diameter of 65 mm, FBC ranged from 84 to 168 fruit per tree in 2018 and from 55 to 179 fruit per tree in 2019 depending on the total LA of the trees. The simulated FBC to produce the mean harvest fruit diameter of 65 mm and the actual number of the harvested fruit >65 mm per tree were in good agreement. Fruit quality, indicated by fruit's size and soluble solids content (SSC), showed enhanced percentages of the desired fruit quality according to the seasonally total absorbed photosynthetic energy (TAPE) of the tree per fruit. To achieve a target fruit diameter and reduce the variance in SSC at harvest, the FBC should be considered in crop load management practices. However, achieving this purpose requires annual spatial monitoring of the individual FBC of trees.

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VAHCOLI, a new concept for lidars: technical setup, science applications, and first measurements

2021, Lübken, Franz-Josef, Höffner, Josef

A new concept for a cluster of compact lidar systems named VAHCOLI (Vertical And Horizontal COverage by LIdars) is presented, which allows for the measurement of temperatures, winds, and aerosols in the middle atmosphere (10 110 km) with high temporal and vertical resolution of minutes and some tens of meters, respectively, simultaneously covering horizontal scales from a few hundred meters to several hundred kilometers ( four-dimensional coverage ). The individual lidars ( units ) being used in VAHCOLI are based on a diode-pumped alexandrite laser, which is currently designed to detect potassium (D 770 nm), and on sophisticated laser spectroscopy measuring all relevant frequencies (seeder laser, power laser, backscattered light) with high temporal resolution (2 ms) and high spectral resolution applying Doppler-free spectroscopy. The frequency of the lasers and the narrowband filter in the receiving system are stabilized to typically 10 100 kHz, which is a factor of roughly 105 smaller than the Doppler-broadened Rayleigh signal. Narrowband filtering allows for the measurement of Rayleigh and/or resonance scattering separately from the aerosol (Mie) signal during both night and day. Lidars used for VAHCOLI are compact (volume: 1m3) and multi-purpose systems which employ contemporary electronic, optical, and mechanical components. The units are designed to autonomously operate under harsh field conditions in remote locations. An error analysis with parameters of the anticipated system demonstrates that temperatures and line-of-sight winds can be measured from the lower stratosphere to the upper mesosphere with an accuracy of (0.1 5)K and (0.1 10)ms1, respectively, increasing with altitude. We demonstrate that some crucial dynamical processes in the middle atmosphere, such as gravity waves and stratified turbulence, can be covered by VAHCOLI with sufficient temporal, vertical, and horizontal sampling and resolution. The four-dimensional capabilities of VAHCOLI allow for the performance of time-dependent analysis of the flow field, for example by employing Helmholtz decomposition, and for carrying out statistical tests regarding, for example, intermittency and helicity. The first test measurements under field conditions with a prototype lidar were performed in January 2020. The lidar operated successfully during a 6-week period (night and day) without any adjustment. The observations covered a height range of 5 100 km and demonstrated the capability and applicability of this unit for the VAHCOLI concept.

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Impact of particle shape on the morphology of noctilucent clouds

2015, Kiliani, J., Baumgarten, G., Lübken, F.-J., Berger, U.

Noctilucent clouds (NLCs) occur during summer in the polar region at altitudes around 83 km. They consist of ice particles with a typical size around 50 nm. The shape of NLC particles is less well known but is important both for interpreting optical measurements and modeling ice cloud characteristics. In this paper, NLC modeling of microphysics and optics is adapted to use cylindrical instead of spherical particle shape. The optical properties of the resulting ice clouds are compared directly to NLC three-color measurements by the Arctic Lidar Observatory for Middle Atmosphere Research (ALOMAR) Rayleigh/Mie/Raman (RMR) lidar between 1998 and 2014. Shape distributions including both needle- and disc-shaped particles are consistent with lidar measurements. The best agreement occurs if disc shapes are 60 % more common than needles, with a mean axis ratio of 2.8. Cylindrical particles cause stronger ice clouds on average than spherical shapes with an increase of backscatter at 532 nm by ≈ 30 % and about 20 % in ice mass density. This difference is less pronounced for bright than for weak ice clouds. Cylindrical shapes also cause NLCs to have larger but a smaller number of ice particles than for spherical shapes.

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Diurnal variation of the potassium layer in the upper atmosphere

2015, Feng W., Höffner J., Marsh D.R., Chipperfield M.P., Dawkins E.C.M., Viehl T.P., Plane J.M.C.

Measurements of the diurnal cycle of potassium (K) atoms between 80 and 110 km have been made during October (for the years 2004–2011) using a Doppler lidar at Kühlungsborn, Germany (54.1°N, 11.7°E). A pronounced diurnal variation is observed in the K number density, which is explored by using a detailed description of the neutral and ionized chemistry of K in a three-dimensional chemistry climate model. The model captures both the amplitude and phase of the diurnal and semidiurnal variability of the layer, although the peak diurnal amplitude around 90 km is overestimated. The model shows that the total potassium density (≈ K + K+ + KHCO3) exhibits little diurnal variation at each altitude, and the diurnal variations are largely driven by photochemical conversion between these reservoir species. In contrast, tidally driven vertical transport has a small effect at this midlatitude location, and diurnal fluctuations in temperature are of little significance because they are small and the chemistry of K is relatively temperature independent.