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Direct and inverse elastic scattering problems for diffraction gratings

2012, Elschner, Johannes, Hu, Guanghui

This paper is concerned with the direct and inverse scattering of time-harmonic plane elastic waves by unbounded periodic structures (diffraction gratings). We present a variational approach to the forward scattering problems with Lipschitz grating profiles and give a survey of recent uniqueness and existence results. We also report on recent global uniqueness results within the class of piecewise linear grating profiles for the corresponding inverse elastic scattering problems. Moreover, a discrete Galerkin method is presented to efficiently approximate solutions of direct scattering problems via an integral equation approach. Finally, an optimization method for solving the inverse problem of recovering a 2D periodic structure from scattered elastic waves measured above the structure is discussed.

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The factorization method for inverse elastic scattering from periodic structures

2013, Hu, Guanghui, Lu, Yulong, Zhang, Bo

This paper is concerned with the inverse scattering of time-harmonic elastic waves from rigid periodic structures. We establish the factorization method to identify an unknown grating surface from knowledge of the scattered compressional or shear waves measured on a line above the scattering surface. Near-field operators are factorized by selecting appropriate incident waves derived from quasi-periodic half-space Green’s tensor to the Navier equation. The factorization method gives rise to a uniqueness result for the inverse scattering problem by utilizing only the compressional or shear components of the scattered field corresponding to all quasi-periodic incident plane waves with a common phase-shift. A number of computational examples are provided to show the accuracy of the inversion algorithms, with an emphasis placed on comparing reconstructions from the scattered near-field and those from its compressional and shear components.

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Unique determination of balls and polyhedral scatterers with a single point source wave

2014, Hu, Guanghui, Liu, Xiaodong

In this paper, we prove uniqueness in determining a sound-soft ball or polyhedral scatterer in the inverse acoustic scattering problem with a single incident point source wave in RN (N = 2, 3). Our proofs rely on the reflection principle for the Helmholtz equation with respect to a Dirichlet hyperplane or sphere, which is essentially a 'point-to-point extension formula. The method has been adapted to proving uniqueness in inverse scattering from sound-soft cavities with interior measurement data incited by a single point source. The corresponding uniqueness for sound-hard balls or polyhedral scatterers has also been discussed.

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Inverse scattering of electromagnetic waves by multilayered structures : uniqueness in TM mode

2010, Elschner, Johannes, Hu, Guanghui

Assume a time-harmonic electromagnetic wave is scattered by an infinitely long cylindrical conductor surrounded by an unknown piecewise homogenous medium remaining invariant along the cylinder axis. We prove that, in TM mode, the far field patterns for all observation directions at a fixed frequency uniquely determine the unknown surrounding medium as well as the shape of the cylindrical conductor. A similar uniqueness result is obtained for the scattering by multilayered penetrable periodic structures in a piecewise homogenous medium. The periodic interfaces and refractive indices can be uniquely identified from the near field data measured only above (or below) the structure for all quasi-periodic incident waves with a fixed phase-shift. The proofs are based on the singularity of the Green function to a two dimensional elliptic equation with piecewise constant leading coefficients

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Inverse scattering of elastic waves by periodic structures : uniqueness under the third or fourth kind boundary conditions

2010, Elschner, Johannes, Hu, Guanghui

The inverse scattering of a time-harmonic elastic wave by a two-dimensional periodic structure in R 2 is investigated. The grating profile is assumed to be a graph given by a piecewise linear function on which the third or fourth kind boundary conditions are satisfied. Via an equivalent variational formulation, existence of quasi-periodic solutions for general Lipschitz grating profiles is proved by applying the Fredholm alternative. However, uniqueness of solution to the direct problem does not hold in general. For the inverse problem, we determine and classify all the unidentifiable grating profiles corresponding to a given incident elastic field, relying on the reflection principle for the Navier equation and the rotational invariance of propagating directions of the total field. Moreover, global uniqueness for the inverse problem is established with a minimal number of incident pressure or shear waves, including the resonance case where a Rayleigh frequency is allowed. The gratings that are unidentifiable by one incident elastic wave provide non-uniqueness examples for appropriately chosen wave number and incident angles

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Uniqueness in inverse elastic scattering from unbounded rigid surfaces of rectangular type

2014, Elschner, Johannes, Hu, Guanghui, Yamamoto, Masahiro

Consider the two-dimensional inverse elastic scattering problem of recovering a piecewise linear rigid rough or periodic surface of rectangular type for which the neighboring line segments are always perpendicular.We prove the global uniqueness with at most two incident elastic plane waves by using near-field data. If the Lamé constants satisfy a certain condition, then the data of a single plane wave is sufficient to imply the uniqueness. Our proof is based on a transcendental equation for the Navier equation, which is derived from the expansion of analytic solutions to the Helmholtz equation. The uniqueness results apply also to an inverse scattering problem for non-convex bounded rigid bodies of rectangular type.

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Inverse wave scattering by unbounded obstacles : uniqueness for the two-dimensional Helmholtz equation

2011, Hu, Guanghui

In this paper we present some uniqueness results on inverse wave scattering by unbounded obstacles for the two-dimensional Helmholtz equation. We prove that an impenetrable one-dimensional rough surface can be uniquely determined by the values of the scattered field taken on a line segment above the surface that correspond to the incident waves generated by a countable number of point sources. For penetrable rough layers in a piecewise constant medium, the refractive indices together with the rough interfaces (on which the TM transmission conditions are imposed) can be uniquely identified using the same measurements and the same incident point source waves. Moreover, a Dirichlet polygonal rough surface can be uniquely determined by a single incident point source wave provided a certain condition is imposed on it.

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An inverse electromagnetic scattering problem for a bi-periodic inhomogeneous layer on a perfectly conducting plate

2010, Hu, Guanghui, Yang, Jiaqing, Zhang, Bo

This paper is concerned with uniqueness for reconstructing a periodic inhomogeneous medium covered on a perfectly conducting plate. We deal with the problem in the frame of time-harmonic Maxwell systems without TE or TM polarization. An orthogonal relation for two refractive indices is obtained, and then inspired by Kirsch's idea, the refractive index can be identified by utilizing the eigenvalues and eigenfunctions of a quasi-periodic Sturm-Liouville eigenvalue problem.

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Uniqueness in inverse scattering of elastic waves by three-dimensional polyhedral diffraction gratings

2011, Elschner, Johannes, Hu, Guanghui

Literaturverz. S. 35 We consider the inverse elastic scattering problem of determining a three-dimensional diffraction grating profile from scattered waves measured above the structure. In general, a grating profile cannot be uniquely determined by a single incoming plane wave. We completely characterize and classify the bi-periodic polyhedral structures under the boundary conditions of the third and fourth kinds that cannot be uniquely recovered by only one incident plane wave. Thus we have global uniqueness for a polyhedral grating profile by one incident elastic plane wave if and only if the profile belongs to neither of the unidentifiable classes, which can be explicitly described depending on the incident field and the type of boundary conditions. Our approach is based on the reflection principle for the Navier equation and the reflectional and rotational invariance of the total field.

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Corners and edges always scatter

2014, Elschner, Johannes, Hu, Guanghui

Consider time-harmonic acoustic scattering problems governed by the Helmholtz equation in two and three dimensions. We prove that bounded penetrable obstacles with corners or edges scatter every incident wave nontrivially, provided the function of refractive index is real-analytic. Moreover, if such a penetrable obstacle is a convex polyhedron or polygon, then its shape can be uniquely determined by the far-field pattern over all observation directions incited by a single incident wave. Our arguments are elementary and rely on the expansion of solutions to the Helmholtz equation.